Recent Transactions

 

Viking Energy Inc.

Private Placement

$1.4 Million

Placement Agent

November 2018

Chicken Soup for the Soul Entertainment

Perpetual Preferred

$3.5 Million

Lead Manager

November 2018

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ElectraMeccanica Vehicles Corp

Public Offering

$8.5 Million

Bookrunning Manager

November 2018

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Sonoma Pharmaceuticals

Public Offering

$5.5 Million

Advisor

November 2018

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TO Global Inc.

Private Placement

$10 Million

Placement Agent

November 2018

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Novume Solutions

Public offering

$3.3 Million

Joint Bookrunning Manager

October 2018

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Internap Corp.

Public Offering

$40 million

Co-manager

October 2018

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MoSys, Inc.

Private Placement

$11 Million

Co-Agent

October 2018

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India Globalization

ATM Offering

$30 Million

Sales Agent

October 2018

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Creative Realities Inc.

Fairness opinion

September 2018

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AGM Group Holdings, Inc.

Fairness Opinion

September 2018

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ElectraMeccanica Vehicles Corp.

Public Offering

$10 Million

Bookrunning Manager

August 2018

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Neogenomics Inc.

Public Offering

$125 Million

Co-Manager

August 2018

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Ecoark Holdings Inc.

Registered Direct

$4.75 Million

Co-Placement Agent

August 2018

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Adesto Technologies

Public Offering

$46.2 Million

Co-Manager

July 2018

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Chicken Soup for the Soul Entertainment

Perpetual Preferred

$15 Million

June, 2018

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HyreCar Inc..

Initial Public Offering

$126 Million

Underwriter

June, 2018

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China Commercial Credit Inc.

Fairness Opinion

June, 2018

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Ambow Education Ltd.

Public Offering & Uplisting

$7.65 Million

Bookrunning Manager

May 2018

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Hancock Jaffe Laboratories Inc.

Initial Public Offering

$7.5 Million

Underwriter

May 2018

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CLPS Incorporation

Initial Public Offering

$10.5 Million

Bookrunning Manager

May 2018

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QuickLogic Corporation

Public Offering

Common Stock

$15.5 Million

Co-Manager

May 2018

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Viking Energy Group, Inc,

Private Placement

$2.0 Million

Placement Agent

May 2018

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VolitionRX, Ltd.

Public Offering

$8.4 Million

Advisor

March 2018

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Ecoark Holdings Inc.

Registered Direct

$4.2 Million

Co-Placement

Agent

March 2018

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Sonoma Pharmaceuticals Inc.

Public Offering

$5.0 Million

Co- Manager

March 2018

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Biofrontera AG.

Initial Public Offering of ADS’s

$12.9 Million

Lead Manager

February 2018

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Blink Charging Co.

Public Offering

$18.5 Million

Co-Manager

February 2018

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Meridian Waste Solutions Inc.

Fairness Opinion

February 2018

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One Stop Systems, Inc.

Initial Public Offering

$19.0 Million

Co-Manager

February 2018

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Revolve Technologies, LLC.

Private Placement

Exclusive Placement Agent

January 2018