About Us

Full-service investment banking firm with an established sales & trading platform, award- winning equity research, and highly-experienced investment banking team

Seasoned Professional Team: with strong experience, expert market and sector knowledge, and extensive investor and corporate relationships

Client Focus: dedicated to providing superior client solutions, objective advice, and quality research

Track Record and Market Presence: 30 year-old firm headquartered in NYC with extensive presence in 10 other key financial centers in the US 

 
Investment Banking & Advisory

Offices in New York and San Francisco
Senior team with over 100 years of experience in advising and funding mid- and small-cap companies

 
Sales & Trading

60+ experienced sales and trading professionals

Equity Research

11 publishing analysts covering 160 companies in 8 sectors including TMT, Internet, Healthcare, Technology, Software, Semiconductors

 
Full-Service Model

Services include corporate access, non-deal roadshows (NDRs), and investment conferences