About Us

Full-service investment banking firm with an established sales & trading platform, award-winning equity research, and highly-experienced investment banking team

Seasoned Professional Team: with strong experience, expert market and sector knowledge, and extensive investor and corporate relationships

Client Focus: dedicated to providing superior client solutions, objective advice, and quality research

Track Record and Market Presence: 30 year-old firm headquartered in NYC with extensive presence in 10 other key financial centers in the US 


Investment Banking & Advisory

Located in New York City with offices in San Francisco, Boston and Milwaukee.
Senior team with over 100 years of experience in advising and funding mid- and small-cap companies


Sales & Trading

60+ experienced sales and trading professionals

Equity Research

8 publishing analysts covering 135 companies in 8 sectors including TMT, China Internet, Healthcare, Technology, Entertainment Software, Consumer Goods, Semiconductors.


Full-Service Model

Services include corporate access, non-deal roadshows (NDRs), and investment conferences