Recent Transactions

 
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Acasti Pharma, Inc.
Follow-on Offering
$10.0 Million
Bookrunning Manager
December 2017

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Cancer Genetics, Inc.
Registered Direct
$7.0 Million
Advisor
December 2017

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Gray Television, Inc.
Follow-on Offering
$239.25 Million
Co-Manager
November 2017

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Rambus, Inc.
144A Offering
$172.5 Million
Co-Manager
November 2017

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India Globalization Inc.
At the Market Offering
$10.0 Million
Sales Agent
November 2017

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Cansortium Holdings Inc.
Private Placement
$4.5 Million
Selected Dealer
November 2017

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Initial Public Offering&
Private Placement
$18.7 Million
Co-Manager
November 2017

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Sachem Capital Inc.
Follow-on Offering
$15.0 Million
Co-Manager
October 2017

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Novume Solutions, Inc.
Acquisition of Global Technical Services, and Global Contract Professionals
Advisor
October 2017

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Unipixel, Inc.
Equity Purchase Agreement
Exclusive Agent
August 2017

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Novume Solutions, Inc.
Merger Advisor
August 2017

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Chicken Soup for the Soul Entertainment, Inc.
Regulation A Offering
$30 Million
Joint Book Running Manager
August 2017

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Monster Digital, Inc.
M&A Advisor
$66 Million
July 2017

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Monster Digital, Inc.
Fairness Opinion
July 2017

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Adesto Technologies, Inc.
Public Offering
Common Stock
$20,000,000
Co-Manager
June 2017


KeyStone Solutions, Inc.
Regulation A Offering
$810,000
Sales Agent
March 2017

QuickLogic Corporation
Public Offering
Common Stock
$17.25 Million
Co-Manager
March 2017

Breckford Corp.
$6 Million
M&A Advisor
February 2017

AMC Entertainment Holdings Inc.
Public Offering
Common Stock
$640 Million
Co-Manager
February 2017

Uni-Pixel, Inc.
Public Offering
Common Stock & Warrants
$10,000,000
Co-Agent
February 2017

KeyStone Solutions, Inc.
Regulation A Offering
$1,197,570
Sales Agent
January 2017

Uni-Pixel, Inc.
Private Placement
$3.0 Million
Sole Agent
January 2017